• Venture Capitalist: Capital Raising, Corporate Evaluation, Business Model Analysis, Project Due Diligence, Investment Contract Design and Exit Strategy Planning;
• Financial Engineer: Financial Product Pricing, Capital Market Modeling, Investment Risk Managing, and Business Innovating, etc.
• Financial Quantitative Analyst: Algorithm Developing of Derivative Products Pricing and Investment Strategy Modeling;
• Mutual Fund Manager: Manager of CADTIC Security Investment Fund, the earliest Private Placement Fund;
• Market Microstructure Expert: Familiar with the Mechanism of Capital Market Trading, Clearing and Delivering, and designed system for property trading for CHTPE;
Working Experience:
Shenzhen Capital Group Corporation 2004.9 每 present
As the General Manager of Shenzhen Venture Capital Consulting Co. Ltd, a subsidiary of SCGC, General Manager of Venture Capital Development Research and the Head of Post-doctor Office, my main duties are: 1) the new business planning of the SGGC, especially for the capital raising, new business model research;2) the analysis of industrial sectors; 3)the post-doctorate working station; 4) edition of ※Creative§ journal. I am also the member of Investment Decision-making Committee and Risk Control Committee.
Cheung Kong Graduate School of Business 2003.7 每 2004.9
As the associate director of Case Center, I established the Center including drafting the Center＊s rules, recruiting the Center＊s staff and took charge of the management. Almost 20 cases are written in one year and also built wide connections with the enterprises.
China Hi-Tech Property Exchange (CHTPE) 2001.6 每 2003.7
As the Assistant to President, I took charge of the property trade (the trading contract value is over 5 billion RMB per year), business innovation, corporate strategic development and international cooperation. Recently, I finished ※ The Corporate Development Strategy§ which has been approved by the Exchange Board, and ※A Framework of New Electronic Trading System for Property Trading§ based on the Market Making mechanism to enhance the market liquidity. Because the main mission of the CHTPE is to offer the fund-raising channel of small-medium enterprise, many of which are potential listing company resources in main board as well as GEM. The CHTPE has also connected widely with the financial domestically and internationally.
Shenzhen Stock Exchange (SSE) 2000.3 每 2001.6
I was employed by SSE as a research fellow and assistant manager mainly to do research on China Growth Enterprise Market, incentive stock option of corporate management, and financial product innovation etc., and take part in editing the book entitling ※ Researches on Frontier Problems of China Growth Enterprise Market§ (in Chinese). Besides, I also took charge of establishing the SSE Security Research Information Center and the SSE Graduate School of Business, and took part in constructing the SSE Central Information Database, so that I can obtain China stock market data easily.
Hong Kong University of Science and Technology (HKUST) 1994.9 每 2000.3
During my Ph. D program, I focused on the quantitative analysis of financial derivative products. Several projects have been finished such as pricing CEO stock option in compensation package, the foreign currency option with volatility smile, the European & American option under Garch framework, and application of Artificial Neural Network techniques in option pricing. My Ph.D thesis entitling ※Essays on Option Valuation: A Quasi-Parametric Method for Pricing Options and Testing the Parametric Option Pricing Model§ consists of two independent papers. In Essay One, I developed a quasi-parametric method to estimate the state price density which combines advantages of both parametric and non-parametric framework, and in Essay Two, I tested three categories of parametric option pricing models, jump-diffusion, local volatility function (represented by the CEV model) and stochastic volatility (represented by the GARCH model) from the view of the moment conditions.
My teaching assistant duty is to be instructor of Financial Trading Laboratory responsible for the tutorial of imitated security trading and system maintenance and class tutor of Financial Engineering, Derivative Securities and Investment & Portfolio Management etc.
Beside the research and teaching, I also did some consultant job for the Hong Kong listed companies. Two consultant report entitling ※The development strategy of the multinational corporations§ and ※The malicious attacks of hedge funds and financial crisis§ respectively, have been finished for Shanghai Industrial Investment Corporation. A research paper focusing on the Hong Kong dollar peg system has been done for First Shanghai Group.
China Agribusiness Development Trust & Investment Corp. 1990.3 - 1993.5
Having been employed by China Agribusiness Development Trust & Investment Corporation (CADTIC), I worked as an Investment Analyst, a Transaction Dealer and a Mutual Fund Manager respectively. As an Investment Analyst, I carried out the due diligence of the industrial investment projects. As a Transaction Dealer, I engaged in daily trading Treasury Bonds in the OTC capital market of PRCㄛ issuing the enterprise bonds and doing transactions in the PRC emerging equity market. As a Fund Manager, I undertook the junior and later senior level responsibility for the preparation, registration, and issuance of CADTIC Securities Investment Fund, which is the first private placement fund for the PRC equity market, and the CADTIC Zibo and Ningbo Investment Fund.
Education:
Ph.D in Finance Hong Kong University of Science and Technology, 2001
MSc. in Engineering Shanghai Jiao Tong University, 1990
BSc. in Naval Architecture Shanghai Jiao Tong University, 1987
Language Proficiency:
Native language Mandarin (Putonghua), fluent English
Hobby: Tennis, badminton, swim, soccer, volleyball, etc.